Oct 29, 2021

Compliance Requirements

Requirements for opening an account

Identification required for UK based clients:

We use online identification processes to save you time, hoverer we may need the following items depending on the outcome of these checks

• A scanned or photographed copy of the applicant's Passport (to include signature page) and / or Driving Licence (which may also act as a valid proof of address).

• Proof of Address (may be a copy of a utility bill, a current rental agreement or bank statement, featuring the address but must have been issued / dated within 90 days of our receipt of the document).

• Signed Aston Private Client Terms and Conditions.

In order to complete a Corporate Account registration we require the following identification documentation for all beneficial owners (with shareholding of 25% or more) and Authorised Signatories (additional people you wish to be capable of authorising trades:

• A scanned or photographed copy of the applicant's Passport (to include signature page) and / or Driving Licence (which may also act as a valid proof of address).

• Proof of Address (may be a copy of a utility bill, a current rental agreement or bank statement, featuring the address but must have been issued / dated within 90 days of our receipt of the document).

• Signed Aston Corporate Client Terms and Conditions.