Compliance Requirements

Minimum requirements for opening an account

Identification required for UK based clients:

We use online identification processes to save you time; however, we may need the following items depending on the outcome of these checks:

• A scanned or photographed copy of the applicant's valid Passport (to include signature page) and / or Driving Licence (which may also act as a valid proof of address).

• Proof of Address (may be a copy of a utility bill or recent bank statement, featuring the address but must have been issued / dated within 90 days of our receipt of the document).

• Signed Aston Private Client Terms and Conditions.

In order to complete a Corporate Account registration we require the following identification documentation for all beneficial owners (with shareholding of 25% or more), at least one director and Authorised Signatories (additional people you wish to be capable of authorising trades):

• A scanned or photographed copy of the individuals' valid Passport (to include signature page) and / or Driving Licence (which may also act as a valid proof of address).

• Proof of Address (may be a copy of a utility bill or recent bank statement, featuring the address but must have been issued / dated within 90 days of our receipt of the document).

• Signed Aston Corporate Client Terms and Conditions.

APLYID Requirements

You will be asked to verify your Identification using the APLYID Online Application.

The process works as follows - APLYiD Customer Guidance